The exchange has proposed eliminating unlimited trading privileges for its thinly-traded stocks to reduce market complexity.
The owners of DC Solar raised nearly $910 million by selling investors solar generators that did not exist, the SEC said.
The SEC says the insurer failed to maintain a sufficient system of internal controls, resulting in an improper release of annuity reserves.
A former IT administrator at Palo Alto Networks allegedly tipped off four friends in advance of the company's quarterly earnings announcements.
The former COO and CFO allegedly orchestrated a scheme that enabled the trucking company to hide tens of millions of dollars in losses.
The C-suite executives allegedly improperly recognized revenue from distributors with which MiMedx had secret side arrangements.
The SEC says the CFO and two other executives misrepresented Outcome's financial performance to raise nearly $500 million from investors.
“The whistleblower program continues to have a significant positive impact on the commission’s enforcement efforts and protection of investors and markets."
The investigation involves whether the company shifted sales from quarter to quarter to make results appear stronger.
Institutional Shareholder Services says its lawsuit is necessary to litigation to be necessary to "prevent the chill of proxy advisers’ protected speech."
Rebekah Goshorn Jurata replaces Kathleen Hamm, a cybersecurity expert who had been seeking a second term on the board.
“The SEC isn’t playing around. It's time these [ICO] companies recognize this.”
