test the waters

SEC OKs Rule to Extend ‘Test-the-Waters’ Tool
Risk & Compliance

SEC OKs Rule to Extend ‘Test-the-Waters’ Tool

All companies will now be able to gauge the interest of institutional investors in a possible public offering before filing a registration statement.
By Matthew Heller | September 27, 2019
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Raising Growth Capital Via Regulation A+
IPOs

Raising Growth Capital Via Regulation A+

In the new IPO-lite offering, coming mid-June, companies can raise up to $50 million and provide existing shareholders some liquidity.
By Michael Raneri | May 29, 2015
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