retail investors

Britain’s IG to Buy Online Broker Tastytrade for $1B
M&A

Britain’s IG to Buy Online Broker Tastytrade for $1B

“This acquisition will see us further diversify into the exciting high growth market of U.S. retail options and futures," IG's CEO says.
By Matthew Heller | January 21, 2021
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SEC Backs NYSE Plan for Non-Traditional IPOs
IPOs

SEC Backs NYSE Plan for Non-Traditional IPOs

The commission voted to allow companies to raise new capital through a “direct” listing, giving them an alternative to paying hefty underwriting fees.
By Matthew Heller | December 23, 2020
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TD Ameritrade to Buy Rival Scottrade for $4B
Strategy

TD Ameritrade to Buy Rival Scottrade for $4B

The deal continues a wave of consolidation among discount brokerages, which are facing declining trading volumes and low revenue growth.
By Matthew Heller | October 24, 2016
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Oppenheimer Fined $3M Over ETF Sales
Risk & Compliance

Oppenheimer Fined $3M Over ETF Sales

FINRA says the money manager sold non-traditional exchange-traded funds to investors who weren't qualified to buy them.
By Matthew Heller | June 8, 2016
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