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4 Regulatory Developments to Follow in 2023
Federal government regulators are taking aggressive stances to protect workers, ensure fair markets, and keep investors informed.
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Vincent Ryan
| January 31, 2023
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Piper Jaffray
M&A
Piper Jaffray to Buy Sandler Boutique for $485M
The merger of the two investment banks puts them on "a stronger footing to compete for midmarket merger and acquisition assignments."
By
Matthew Heller
| July 9, 2019
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Risk & Compliance
SEC Fines Muni Bond Underwriters $9.3M
Major U.S. investment banks sold municipal bonds using offering documents that contained materially false statements or omissions, the SEC says.
By
Matthew Heller
| June 18, 2015
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The Cloud
CIOs See Modest Growth in IT Budgets
Seventy-five percent of chief information officers said increased spending on security was their top priority for 2015.
By
Matthew Heller
| January 7, 2015
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