enforcement action

Eagle Bancorp CFO Faces SEC Probe
Risk & Compliance

Eagle Bancorp CFO Faces SEC Probe

The commission has notified Charles Levingston of possible charges but he will continue to serve as finance chief.
By Matthew Heller | July 23, 2021
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Management Shakeup Continues at Wells Fargo
Risk Management

Management Shakeup Continues at Wells Fargo

Four risk management executives are retiring as part of the bank's reorganization in the wake of its fake-accounts scandal.
By Matthew Heller | March 23, 2018
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Fraudsters Fare Worse When Whistles Blow
Risk & Compliance

Fraudsters Fare Worse When Whistles Blow

When whistleblowers are involved in enforcement actions, perpetrators can expect greater financial sanctions and longer prison sentences, a study finds.
By David McCann | August 16, 2017
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Wells Fargo Profit Falls But Beats Estimates
Financial Performance

Wells Fargo Profit Falls But Beats Estimates

The bank is "still in the early stages of addressing the likely earnings headwinds" from the scandal over its sales practices, an analyst says.
By Matthew Heller | October 14, 2016
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Navistar Posts 12th Straight Quarterly Loss
Risk & Compliance

Navistar Posts 12th Straight Quarterly Loss

The truck and engine maker also says the SEC may be close to bringing an enforcement action over a disclosure issue.
By Katie Kuehner-Hebert | September 2, 2015
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