Sponsored by
Topics
Topics
Accounting & Tax
Corporate Finance
Human Capital
Risk & Compliance
Strategy
Technology
Featured
Risk & Compliance
SEC Proposes Tighter Insider Trading Rule for Execs
The proposal addresses the safe harbor for CFOs and other corporate executives who make trades as part of a pre-announced portfolio management plan.
By
Matthew Heller
| December 15, 2021
Read More
Search
Sign Up
Menu
Topics
Accounting & Tax
Corporate Finance
Human Capital
Risk & Compliance
Strategy
Technology
Explore
Search
Sign Up
Sponsored by
Risk & Compliance
Regulation
SEC Finalizes Rules on Chinese Issuers
The commission will use the rules to apply a law that allows it to delist issuers for failing to open their books to the PCAOB.
By
Matthew Heller
| December 3, 2021
Read More
Risk & Compliance
Pharma CFO Charged With Insider Trading
Usama Malik allegedly gave nonpublic information about an Immunomedics drug to his then-girlfriend while he was the firm's CFO.
By
Matthew Heller
| December 3, 2021
Read More
Legal
How to Make a Good Impression in Bankruptcy Court
How a debtor presents its cash flows and income to the judge influences whether it gets sufficient time for a chapter 11 reorganization.
By
Vincent Ryan
| December 1, 2021
Read More
Supply Chain
Musk Warns SpaceX Employees of Bankruptcy Risk
Production issues involving the engine in the company's Starship reusable rocket threaten SpaceX's 2022 launch schedule.
By
Vincent Ryan
| December 1, 2021
Read More
Risk & Compliance
SEC Tightens Guidance on ‘Spring-Loaded’ Options
The guidance applies to how public companies value stock options awarded to executives ahead of the release of market-moving news.
By
Matthew Heller
| November 29, 2021
Read More
Risk & Compliance
Banking Regulators Planning Crypto Guidance
The agencies will clarify "whether certain activities related to crypto-assets conducted by banking organizations are legally permissible."
By
Matthew Heller
| November 24, 2021
Read More
Risk & Compliance
Ex-ProPetro CEO Fined Over Undisclosed Perks
The SEC says ProPetro and former CEO Dale Redman failed to disclose it had reimbursed him for more than $400,000 in personal and travel expenses.
By
Matthew Heller
| November 23, 2021
Read More
Risk & Compliance
Who’s Blowing the Whistle?
Who’s behind all these disclosures of potentially illegal or illicit business activity? The SEC's annual whistleblower report provided some clues.
By
Vincent Ryan
| November 22, 2021
Read More
Risk & Compliance
McKinsey Fined $18M Over Compliance Failures
The SEC says the consulting firm failed to set appropriate boundaries between its consultants and an affiliate that makes investments for them.
By
Matthew Heller
| November 19, 2021
Read More
Regulation
FTC Has ‘Concerns’ About Nvidia Deal to Buy Arm
The FTC's scrutiny comes amid "opposition from some big American tech companies that worry Nvidia will limit their access to Arm’s chip designs."
By
Matthew Heller
| November 18, 2021
Read More
Risk & Compliance
SEC Enforcement Activity Drops 15% in 2021
The decline in actions against public companies and subsidiaries reflects the continuing impact of the pandemic and the change of leadership at the SEC.
By
Matthew Heller
| November 17, 2021
Read More
Risk & Compliance
JPMorgan Sues Tesla in Stock Warrant Dispute
The $162 million suit alleges Tesla reneged on a 2014 warrant deal after JPMorgan lowered the strike price.
By
Matthew Heller
| November 16, 2021
Read More
Supply Chain
Why Tesla Appears to Be Feeling the Pinch Of Supply Chain Constraints
Fourth-quarter production numbers may show whether the impact will stretch beyond new models and begin to hurt the production of existing models.
By
Vincent Ryan
| November 15, 2021
Read More
Risk & Compliance
McKinsey Consultant Accused of Insider Trading
Puneet Dikshit allegedly profited from inside information he had obtained while advising Goldman Sachs about a potential acquisition.
By
Matthew Heller
| November 10, 2021
Read More
Regulation
PCAOB Revamped With Four New Members
“With these additions to the board, the PCAOB will have the leadership to meet the mission given to it by Congress.”
By
Matthew Heller
| November 9, 2021
Read More
Previous
Next
