Risk & Compliance

Regulation

Mylan Settles Charges With SEC

Regulators said the pharmaceutical company failed to make disclosures around the DOJ’s investigation of its EpiPen.
Regulation

SEC OKs Rule to Extend ‘Test-the-Waters’ Tool

All companies will now be able to gauge the interest of institutional investors in a possible public offering before filing a registration statement.
Compensation

Performance-Based Pay Comes Under Fire

The Council of Institutional Investors and prominent compensation consultant Farient Advisors both question the wisdom of awarding performance shares.
Fraud

Comscore Fined $5M Over Accounting Fraud

The data analytics giant's former CEO allegedly improperly recognized revenue from non-monetary transactions to beat Wall Street estimates.
Fraud

Ex-Sodastream CEO Suspected of Insider Trading

Daniel Birnbaum, now Sodastream's chairman, allegedly tipped off an associate in advance of the Israeli company's takeover by PepsiCo.
Accounting & Tax

PwC Fined $7M for Audit Independence Violations

The SEC says the firm improperly worked on non-audit services including financial software projects for audit clients.
Regulation

Nissan, Execs Settle SEC Charges Over Undisclosed Compensation

Ex-CEO Ghosn was charged with hiding $140 million from investors.
Employee Benefits and Compensation

GM Strike Ripples Out to Suppliers on Day 4

Experts say hundreds of thousands of U.S. workers could be laid off as the impact of the strike spreads.
Regulation

SEC Charges ICO Incubator Over Unregistered Offerings

Regulators said ICOBox continues to ‘flout’ registration requirements.
Supply Chain

Will Saudi Oil Strikes Hamper Supply Chains?

The impact will likely be mostly in the short term, but only if there isn't another production-depleting incident.
Risk & Compliance

Regulators Double Down on Compliance Scrutiny

The government is strongly signaling that companies can no longer afford to have anything but effective, comprehensive compliance programs.
Regulation

SEC Fines Marvell Over ‘Pull-In’ Scheme

Regulators said senior management orchestrated the scheme to meet revenue guidance.
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