Regulation & Compliance: Page 3


  • Photo looking up at high rises and Wall Street sign.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    March earnings update: How finance leaders are navigating tariffs

    On their most recent earnings calls, CFOs from Lululemon, Nike, Five Below, Volkswagen, Traeger, Costco, Macy's and Target discussed tariff uncertainty.

    By April 1, 2025
  • Duke
    Image attribution tooltip
    Sara D. Davis via Getty Images
    Image attribution tooltip

    Though concern is up, most CFOs aren’t doing anything about tariffs — Duke-Fed survey

    The most recent CFO survey from Duke University and the Federal Reserve Banks of Richmond and Atlanta highlights how CFOs are concerned about tariffs but have taken little action as of now.

    By March 26, 2025
  • U.S. Capitol building in Washington D.C.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Tax execs brace for disruption ahead of expiring TCJA rules

    It’s unknown whether the sunsetting provisions will lapse, be extended, made permanent or replaced with new legislation.

    By March 19, 2025
  • Image attribution tooltip
    Peter Macdiarmid via Getty Images
    Image attribution tooltip

    CPA society leaders reiterate 150-hour pathway is not going away

    As states explore alternative CPA licensure pathways, CPA society representatives addressed the misconception that they want to remove the 150-hour requirement during a recent webinar.

    By March 6, 2025
  • In an aerial view, container ships sit docked at the Port of Oakland on December 09, 2024 in Oakland, California.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip
    Opinion

    Solving the tariff puzzle: A call to action for businesses

    Here’s how businesses can better prepare for the uncertainties of the current trade environment and position themselves for success. 

    By Andrew Siciliano • March 6, 2025
  • business people meeting discuss project plan and financial results in office.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Auditors could face less heat with Trump in the White House

    If history repeats, PCAOB enforcement activity will decline during the President’s second term.

    By March 5, 2025
  • A close-up of a hand with a pencil filling in test answer sheet bubbles.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip
    Tracker

    CPA requirements by state

    A resource to help finance leaders track the state-by-state changes to CPA requirements.

    By Updated Jan. 16, 2026
  • Colleagues at business meeting in conference room.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    71% of audit committees are now discussing cybersecurity quarterly

    Over three in 10 audit committee members also said cybersecurity skills among board members would increase their effectiveness, according to a new Deloitte survey. 

    By Feb. 12, 2025
  • FEMA
    Image attribution tooltip
    Kent Nishimura via Getty Images
    Image attribution tooltip

    FEMA CFO Mary Comans fired for defying Trump and funding migrant hotels

    A $59 million payment sent to New York City was the cause of her dismissal, along with three others, according to the Department of Homeland Security.

    By Feb. 11, 2025
  • Trump tariff
    Image attribution tooltip
    Chip Somodevilla via Getty Images
    Image attribution tooltip

    China imposes tariffs on the U.S. as Canada and Mexico back down

    China appears ready to take on the U.S. in a trade war, while Canada and Mexico came to agreements with the U.S. before tariffs took effect.

    By Feb. 4, 2025
  • Carvana
    Image attribution tooltip
    "Carvana" by Elephanthunter is licensed under CC BY-SA 4.0
    Image attribution tooltip

    Why Hindenburg Research calls Carvana’s accounting methods ‘a grift’

    A recent short-seller report suggests Carvana is using unethical accounting, lax underwriting, biased auditors and questionable partnerships with third parties to inflate performance.

    By Jan. 14, 2025
  • Jamie Dimon
    Image attribution tooltip
    Kevin Dietsch via Getty Images
    Image attribution tooltip

    Jamie Dimon on regulations, tariffs and corporate growth: Trial Balance

    In an interview with CBS News, JPMorgan’s CEO gave his perspective on the future of the United States and what business leaders need to do to help the country grow.

    By , Jan. 13, 2025
  • Cropped shot of a group of colleagues having a meeting in an office
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Collaborate or stagnate: 6 CFO trends for 2025

    Throughout the year, finance leaders will navigate both their companies’ specific challenges and the changing dynamics of the CFO role by increasing finance’s impact across the organization.

    By Jan. 9, 2025
  • Gary Gensler
    Image attribution tooltip
    Win McNamee via Getty Images
    Image attribution tooltip

    SEC obtains record $8.2B in remedies in 2024

    More than half of the money is tied to the Terraform and Do Kwon cryptocurrency fraud case, most of which will likely never be recovered.

    By Nov. 27, 2024
  • Gary Gensler
    Image attribution tooltip
    Kevin Dietsch via Getty Images
    Image attribution tooltip

    As bitcoin surges, SEC’s Gensler and Lizárraga announce departure plans

    The Securities and Exchange Commission’s chair, and a commissioner, have both announced their departure plans for the upcoming year.

    By Nov. 22, 2024
  • The Pentagon
    Image attribution tooltip
    Alex Wong via Getty Images
    Image attribution tooltip

    Pentagon fails 7th audit in a row, but CFO says progress is being made

    The Defense Department said it's still unable to track its nearly trillion-dollar budget but remains on track to pass an audit by 2028.

    By Nov. 19, 2024
  • A sign that reads "Discover" marks the entrance to the card company's headquarters in Illinois.
    Image attribution tooltip
    Scott Olson / Staff via Getty Images
    Image attribution tooltip

    Discover discloses SEC accounting criticism

    The federal agency disagrees with the way the card network is allocating card misclassification charges, Discover said in its third-quarter earnings report.

    By Patrick Cooley • Oct. 17, 2024
  • 100 US Dollar under magnifying glass
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Regulators hitting auditors hard in 2024

    Both the number of enforcement actions and monetary sanctions surged in the first half of this year.

    By Aug. 26, 2024
  • Female coworkers having a discussion
    Image attribution tooltip
    Getty Images
    Image attribution tooltip
    Sponsored by TravelBank

    Reducing T&E policy violations: 3 steps

    Violations of travel and expense (T&E) policies are a drain on company funds.

    Aug. 5, 2024
  • Wooden judge gavel and calculator on financial reports.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Former CFO of Chicago’s Loretto Hospital charged with $15M wire fraud

    Over three years, payments were wired to companies with generic medical supply names that were entirely fictitious. 

    By July 16, 2024
  • Rep. French Hill
    Image attribution tooltip
    Win McNamee / Staff via Getty Images
    Image attribution tooltip

    Congress pushes for US payments system expansion; could benefit companies’ working capital

    A bipartisan group is nudging the Federal Reserve to explain why it can’t speed up a plan to extend the operational availability of the U.S. payments system.

    By Lynne Marek • Updated July 12, 2024
  • Supreme Court
    Image attribution tooltip
    Al Drago via Getty Images
    Image attribution tooltip

    SCOTUS overturns Chevron deference: What CFOs should know

    The overturn shifts the power of statute interpretation from unelected federal government agencies whose leaders are appointed by the President of the United States to the elected representatives of law and Congress.

    By July 2, 2024
  • The U.S. Supreme Court building's facade with flowers blurred in the foreground.
    Image attribution tooltip
    Andrew Harnik via Getty Images
    Image attribution tooltip

    SCOTUS overturns Chevron doctrine, limiting federal agency reach

    Federal courts will no longer have to defer to agency regulations for interpretation of ambiguous statutes.

    By Ryan Golden , Ginger Christ • Updated June 28, 2024
  • Detroit, Michigan, USA downtown skyline from above at dusk.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Detroit Riverfront Conservancy’s former CFO William Smith and the missing $40M

    Smith pleaded guilty to wire fraud and money laundering following an FBI investigation, with offenses dating back more than a decade.

    By , Updated April 24, 2025
  • Detroit, Michigan, USA downtown skyline from above at dusk.
    Image attribution tooltip
    Getty Images
    Image attribution tooltip

    Detroit Riverfront Conservancy’s former CFO charged with bank, wire fraud

    A complete failure of financial controls resulted in the former CFO’s 11-year defrauding of the Detroit nonprofit.

    By June 20, 2024