Regulation Archives - CFO

Regulators Can and Will Crack Down on Crypto

Risk & Compliance

Regulators Can and Will Crack Down on Crypto

In a recent note to clients, UBS Bank said that regulatory crackdowns could pop the “bubble-like” crypto markets.

By Lauren Muskett | July 7, 2021

Blockchain Strategies Needed as U.S. Clamps Down on Crypto

Blockchain Strategies Needed as U.S. Clamps Down on Crypto

Now is the time for CFOs to get a handle on their cryptocurrency exposures and start figuring out a blockchain strategy.

By Lauren Muskett | June 2, 2021

Goldman Sachs Evaluates Bitcoin as Client Demand Rises

Goldman Sachs Evaluates Bitcoin as Client Demand Rises

The bank is exploring how to own and invest in Bitcoin while making sure it is regulated.

By Lauren Muskett | March 11, 2021

Will Cryptocurrencies Play By The Rules?

Risk & Compliance

Will Cryptocurrencies Play By The Rules?

Institutional interest in Bitcoin may finally force regulators to come to terms with digital money.

By Lauren Muskett | February 24, 2021

Hertz to Pay $16M to Settle With SEC Over Accounting Problems

Risk & Compliance

Hertz to Pay $16M to Settle With SEC Over Accounting Problems

The rental car company agreed to pay a civil fine over financial misstatements.

By William Sprouse | January 9, 2019

A Way to Achieve Continuous Improvement at Regulated Utilities

A Way to Achieve Continuous Improvement at Regulated Utilities

Although it may be necessary, regulation demotivates cost efficiency and capital productivity. But there are other ways to measure a utility's performance.

By Luke Kim and Gregory V. Milano | November 12, 2018

Does Overregulation Lead to Underperformance?

Risk & Compliance

Does Overregulation Lead to Underperformance?

Heavy regulations may make the financial world safer, but inevitably the business of banking is adversely affected, and innovations suffers.

By Harold P. Reichwald | October 19, 2016

SEC Considering Tighter Regulation of ETFs

Risk & Compliance

SEC Considering Tighter Regulation of ETFs

"Despite the popularity and broad success of these funds, their history is not without some turbulence," SEC Chair Mary Jo White says.

By Katie Kuehner-Hebert | May 20, 2016

IT Costs Top Worries for Financial Services Execs

IT Costs Top Worries for Financial Services Execs

Financial services firms are trying to compete with new entrants that are using new technology, survey says.

By Katie Kuehner-Hebert | June 15, 2015

3rd-Quarter Economic Outlook: U.S. Stronger, Latin America Weaker

3rd-Quarter Economic Outlook: U.S. Stronger, Latin America Weaker

The latest Duke/CFO survey reveals more confidence in the U.S., less confidence in Latin America, and greater concern about regulation

By David W. Owens | September 9, 2014

Risk of Water Scarcity Rising

Risk of Water Scarcity Rising

If companies don't recognize and address water-scarcity issues, risks will accumulate and could eventually threaten entire businesses.

By Alissa Ponchione | December 18, 2013

Sources of Misery

Sources of Misery

A controversial new rule requires companies to peer deep into their supply chains to see if they are unwittingly supporting violence in Africa.

By Sarah Johnson | July 15, 2011