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Regulation
4 Regulatory Developments to Follow in 2023
Federal government regulators are taking aggressive stances to protect workers, ensure fair markets, and keep investors informed.
By
Vincent Ryan
| January 31, 2023
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Regulation
Risk & Compliance
Regulators Can and Will Crack Down on Crypto
In a recent note to clients, UBS Bank said that regulatory crackdowns could pop the “bubble-like” crypto markets.
By
Lauren Muskett
| July 7, 2021
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Technology
Blockchain Strategies Needed as U.S. Clamps Down on Crypto
Now is the time for CFOs to get a handle on their cryptocurrency exposures and start figuring out a blockchain strategy.
By
Lauren Muskett
| June 2, 2021
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Technology
Goldman Sachs Evaluates Bitcoin as Client Demand Rises
The bank is exploring how to own and invest in Bitcoin while making sure it is regulated.
By
Lauren Muskett
| March 11, 2021
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Risk & Compliance
Will Cryptocurrencies Play By The Rules?
Institutional interest in Bitcoin may finally force regulators to come to terms with digital money.
By
Ramona Dzinkowski
| February 24, 2021
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Risk & Compliance
Hertz to Pay $16M to Settle With SEC Over Accounting Problems
The rental car company agreed to pay a civil fine over financial misstatements.
By
William Sprouse
| January 9, 2019
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Strategy
A Way to Achieve Continuous Improvement at Regulated Utilities
Although it may be necessary, regulation demotivates cost efficiency and capital productivity. But there are other ways to measure a utility's performance.
By
Luke Kim and Gregory V. Milano
| November 12, 2018
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Risk & Compliance
Does Overregulation Lead to Underperformance?
Heavy regulations may make the financial world safer, but inevitably the business of banking is adversely affected, and innovations suffers.
By
Harold P. Reichwald
| October 19, 2016
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Risk & Compliance
SEC Considering Tighter Regulation of ETFs
"Despite the popularity and broad success of these funds, their history is not without some turbulence," SEC Chair Mary Jo White says.
By
Katie Kuehner-Hebert
| May 20, 2016
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Technology
IT Costs Top Worries for Financial Services Execs
Financial services firms are trying to compete with new entrants that are using new technology, survey says.
By
Katie Kuehner-Hebert
| June 15, 2015
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The Economy
3rd-Quarter Economic Outlook: U.S. Stronger, Latin America Weaker
The latest Duke/CFO survey reveals more confidence in the U.S., less confidence in Latin America, and greater concern about regulation
By
David W. Owens
| September 9, 2014
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Supply Chain
Risk of Water Scarcity Rising
If companies don't recognize and address water-scarcity issues, risks will accumulate and could eventually threaten entire businesses.
By
Alissa Ponchione
| December 18, 2013
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The Economy
Sources of Misery
A controversial new rule requires companies to peer deep into their supply chains to see if they are unwittingly supporting violence in Africa.
By
Sarah Johnson
| July 15, 2011
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