Health Firm CEO Accused of Phony Promotions
The SEC says the head of Empowered Products hid behind an alias to recommend to investors that they buy the penny stock.
Ex-Fox Pundit Settles Stock Fraud Case for $258K
The SEC says Tobin Smith made false statements about a penny stock company and failed to fully disclose his compensation.
Ex-Miller Energy CFO Accused of Accounting Fraud
The company overstated the value of oil and gas assets in Alaska by $400 million in regulatory filings.
SEC Suspends Trading in 128 Shell Companies
Doing so puts the 128 dormant penny-stock companies out of reach of 'microcap fraudsters,' says the Securities and Exchange Commission.