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Risk Management
3 Ways Finance Is Armoring Up for a Future of Disruption
Finance leaders are breaking down silos, improving planning methodologies, and upgrading tech tools to safeguard their businesses.
By
Alessio Lolli
| August 15, 2022
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Dodd-Frank
Risk & Compliance
Square-Off: Should Dodd-Frank Stay or Go?
Despite efforts afoot to repeal the law, it should remain in place but be modified, many observers say.
By
David McCann
| September 20, 2017
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Risk & Compliance
‘Repeal Dodd-Frank’ Is a Mere Sound Bite
All-or-nothing policy proposals, like President Trump's wish to dump Dodd-Frank in total, are not realistic: Princeton professor.
By
Lauren Wright
| September 20, 2017
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Risk & Compliance
Many Parts of Dodd-Frank Should Be Repealed
The law was about micromanaging financial services rather than facilitating capital markets.
By
Emre Carr
| September 20, 2017
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Risk & Compliance
Dodd-Frank Was Too Much — and Not Enough
The law identified many right solutions to the problems revealed by the financial crisis but excessively applied them.
By
Luke Zubrod
| September 20, 2017
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Risk & Compliance
Dodd-Frank Will Benefit CFOs in the Long Run
The law's core reforms stabilize financial markets and the economy.
By
George W. Madison and William A. Shirley
| July 21, 2017
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Risk & Compliance
Future Uncertain for GOP’s Dodd-Frank Reform
The Financial Choice Act passed the House on a party-line vote but “there is zero chance that [it] survives” in its current form in the Senate.
By
Matthew Heller
| June 9, 2017
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Risk & Compliance
‘Financial CHOICE Act’ Would Be Big Boost for Banks
The proposed law would significantly amend the Dodd-Frank Act and restore flexibility to financial institutions.
By
Christopher Whalen
| March 22, 2017
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Technology
Dodd-Frank: Benefits Among the Burdens
Whatever fate is in store for the Dodd-Frank Act, the systems financial institutions put in place to comply with the law should provide ongoing advantages.
By
Mallinath Sengupta
| March 7, 2017
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Risk & Compliance
The Growing Importance of Proxies
Aiming to thwart shareholder activism, public companies' proxy statements are presenting shareholders with ever-more information and greater detail.
By
David McCann
| February 10, 2017
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Risk & Compliance
Acting SEC Chair Calls Disclosure Rule ‘Misguided’
Michael Piwowar has directed SEC staff to reconsider how companies should comply with the controversial conflict minerals rule.
By
Matthew Heller
| February 2, 2017
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Risk & Compliance
First Penalty for Retaliation vs. Internal-only Whistleblower
SandRidge Energy fired an employee who raised concerns over the company's calculation of its reserves, the SEC charged.
By
David McCann
| December 21, 2016
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Risk Management
The Rising Risk of Being CFO
The drive to combat corporate misconduct is making it a dangerous time to be a finance chief.
By
Randy Myers
| December 19, 2016
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Retirement Plans
Trump’s Pension Policy
If Trump shelves the new fiduciary rule, brokers might seek out deals that pay them best, rather than act in the best interests of sponsors and employees.
By
Rob Massa
| December 9, 2016
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Risk & Compliance
Stock Options Help Firms Keep Workers Quiet
A study finds companies involved in financial misconduct deter whistleblowing by granting options to rank-and-file employees.
By
Matthew Heller
| October 21, 2016
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Risk & Compliance
‘One Size Fits All’ Regulation Simply Doesn’t Work
With a few notable exceptions, most US regulations apply to all banks and make no distinctions based on the riskiness of an institution’s activities.
By
William Stern
| October 20, 2016
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