US Securities and Exchange Commission
Pearson to Pay $1M Fine for Misleading Investors About Cyber Breach
The 2018 cyber intrusion involved the theft of millions of student records, including birth dates and email addresses.
EV Startup Faces SEC Investigation
The investigation follows a string of executive departures and the loss of a key automotive deal.
SEC Panel Urges Update of ‘Accredited Investor’ Standard
Income and net worth minimums may not be the best way to determine if an investor has the ability to make an informed investment decision.
Stock Exchanges on Track to Develop Audit Trail System
A consolidated audit trail of all stock and options trading activity was first proposed after the May 2010 Flash Crash.