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The Continuous Improvement Mindset: RXO’s Jamie Harris
The veteran CFO is driving the trucking brokerage spinoff of XPO Logistics toward process efficiency, organic growth, and market share gains.
By
Vincent Ryan
| January 27, 2023
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Technology
Pearson to Pay $1M Fine for Misleading Investors About Cyber Breach
The 2018 cyber intrusion involved the theft of millions of student records, including birth dates and email addresses.
By
Lauren Muskett
| August 16, 2021
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Risk & Compliance
EV Startup Faces SEC Investigation
The investigation follows a string of executive departures and the loss of a key automotive deal.
By
Lauren Muskett
| May 18, 2021
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Growth Companies
SEC Panel Urges Update of ‘Accredited Investor’ Standard
Income and net worth minimums may not be the best way to determine if an investor has the ability to make an informed investment decision.
By
Matthew Heller
| October 13, 2014
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Risk & Compliance
Stock Exchanges on Track to Develop Audit Trail System
A consolidated audit trail of all stock and options trading activity was first proposed after the May 2010 Flash Crash.
By
Matthew Heller
| September 29, 2014
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Risk Management
Texas Man Fined $40M for Bitcoin Ponzi Scheme
Federal judge affirms that fraudsters "are not beyond the reach of the SEC just because they use Bitcoin or another virtual currency."
By
Matthew Heller
| September 22, 2014
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