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4 Regulatory Developments to Follow in 2023
Federal government regulators are taking aggressive stances to protect workers, ensure fair markets, and keep investors informed.
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Vincent Ryan
| January 31, 2023
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Trade Surveillance
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Citigroup to Pay $15M Over Trade Review Flaws
The SEC says a Citigroup unit failed to review thousands of transactions as part of its daily surveillance of trades.
By
Matthew Heller
| August 19, 2015
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