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4 Regulatory Developments to Follow in 2023
Federal government regulators are taking aggressive stances to protect workers, ensure fair markets, and keep investors informed.
By
Vincent Ryan
| January 31, 2023
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Risk Management
A CFO’s Guide to Carbon Offsets
Carbon offsets can fill the gap between climate commitments and the limits of abatement technology.
By
Suzy Taherian
| April 13, 2022
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Risk & Compliance
SAExploration Accused of Accounting Fraud
The alleged multi-year fraud falsely inflated the company’s revenue and concealed the theft of millions of dollars.
By
Lauren Muskett
| October 9, 2020
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Risk & Compliance
Former Hertz CEO Settles SEC Charges
Mark Frissora will repay Hertz nearly $2 million in incentive compensation and pay a $200,000 civil fine.
By
Lauren Muskett
| August 14, 2020
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Risk & Compliance
SEC Charges Two Companies Over Misleading COVID-19 Claims
The regulator said the companies made misleading claims over fever and blood tests.
By
Lauren Muskett
| May 14, 2020
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Risk & Compliance
Special Report: Fixing Some Holes
Reforms to insider trading law could provide clarity, but they could also lead to more aggressive prosecutions.
By
Bob Violino
| April 22, 2020
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Risk & Compliance
The SEC Falsely Accused Me of Fraud
A CFO speaks publicly of his four-year ordeal battling accounting fraud charges.
By
Gregory Law
| February 19, 2020
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Risk & Compliance
SEC Fines Marvell Over ‘Pull-In’ Scheme
Regulators said senior management orchestrated the scheme to meet revenue guidance.
By
Lauren Muskett
| September 17, 2019
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Risk & Compliance
SEC Freezes Accounts of Digital Token Promoter
Regulators said Reginald Middleton and his firm Veritaseum failed to register and fraudulently sold ‘VERI’ tokens.
By
Lauren Muskett
| August 14, 2019
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Risk & Compliance
Former Brixmor Property CFO and CEO Charged with Accounting Fraud
The SEC charged the company and four former executives with manipulating non-GAAP measures.
By
Lauren Muskett
| August 2, 2019
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People
Sealed Air Fires CFO Amid SEC Investigation
The Bubble Wrap maker terminated Bill Stiehl over an ongoing investigation into the company’s accounting practices.
By
Lauren Muskett
| June 21, 2019
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Risk & Compliance
Former Tech Exec Settles with SEC
Daniel Mattes allegedly overstated earnings while selling private shares in Jumio.
By
Lauren Muskett
| April 5, 2019
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People
Trump Nominates Allison Lee to SEC
Lee could be an important swing vote on standards of care.
By
Lauren Muskett
| April 3, 2019
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Risk & Compliance
SEC Charges College Controller with Fraud
Keith Borge of the College of New Rochelle agreed to a partial settlement over allegations he misstated assets.
By
Lauren Muskett
| March 29, 2019
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Risk & Compliance
SEC Seeks Contempt Sanctions for Musk
Regulators say Elon Musk has not sought pre-approval for social media statements, as required by a settlement agreement.
By
Lauren Muskett
| March 20, 2019
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People
SEC Names Gabriel Benincasa as First Chief Risk Officer
The position was created in the wake of the 2016 cyberattack to help identify and mitigate risks.
By
Lauren Muskett
| March 1, 2019
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