Securities

Merrill Lynch to Pay Record Customer Protection Fine
Risk & Compliance

Merrill Lynch to Pay Record Customer Protection Fine

The Bank of America unit violated broker-dealer rules that require customer cash and securities be safeguarded in case a firm fails.
By Matthew Heller | June 23, 2016
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Securitization: Back From the Dead
Risk Management

Securitization: Back From the Dead

A much-maligned financial innovation is in the early stages of a comeback.
By Economist Staff | January 10, 2014
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Wanted: More Securities Reform
Technology

Wanted: More Securities Reform

Recent legislation has had a disapointingly small impact on securities fraud lawsuits.
By Joan Lambert and Joseph A. Grundfest | September 1, 1997
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Asset-Backed Fete
Risk & Compliance

Asset-Backed Fete

Hot demand for asset-backed securities is opening new vistas.
By Emily S. Plishner | August 1, 1997
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