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5 Tips to Get Your Sustainability Story to the Stakeholders Who Matter
Sustainability reports are an important tool in a CFO’s strategic communications arsenal that helps attract employees, customers, and capital.
By
Leigh Ann Johnston
| January 30, 2023
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Securities fraud
Technology
Machine Learning Startup Was a Sham, Says SEC
Founder Shaukat Shamim "drummed up interest in [YouPlus] by providing false information about its financial performance and customer base."
By
Vincent Ryan
| July 20, 2020
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Risk & Compliance
Securities Fraud Class Actions Spike Again
Cases filed since the beginning of 2017 represent more than 20% of all such cases filed since 1997.
By
David McCann
| August 1, 2019
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Risk & Compliance
Ex-Playgirl Owner Accused of $287M Fraud
Carl Ruderman allegedly used a substantial amount of the funds raised for a cash-advance business to support his own lavish lifestyle.
By
Matthew Heller
| August 30, 2018
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Risk & Compliance
Ex-Healthcare CFO Accused of $309M Fraud
Sotirios “Sam” Zaharis and two other former Constellation Healthcare execs allegedly duped investor Chinh Chu into acquiring the company for $309 million.
By
Matthew Heller
| May 17, 2018
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Risk & Compliance
SEC Says Centra Tech ICO Was a $32M Fraud
The startup's co-founders spun a "web of lies" to deceive investors into participating in its initial coin offering, according to an SEC lawsuit.
By
Matthew Heller
| April 4, 2018
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Risk & Compliance
Lawyer Accused of Shell Company Stock Fraud
David Lubin allegedly participated in a scheme that realized $34 million in illicit proceeds from the sale of shares in a company he co-founded.
By
Matthew Heller
| July 20, 2017
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Risk & Compliance
Man Accused of Making Phony Bid for Fitbit
Robert Murray allegedly gamed the SEC's EDGAR system to submit a tender offer for the company, enabling him to manipulate Fitbit's stock price.
By
Matthew Heller
| May 22, 2017
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Risk & Compliance
Ex-Dewey & Leboeuf CFO Convicted of Fraud
Joel Sanders was accused of plotting to conceal the New York law firm's losses before it went bankrupt in 2012.
By
Matthew Heller
| May 9, 2017
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Risk & Compliance
Pot Entrepreneur Fined $12M in Fraud Case
Vincent Mehdizadeh allegedly used the proceeds from illegal stock sales to inflate the revenue of his marijuana vending machine company.
By
Matthew Heller
| March 10, 2017
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Risk & Compliance
808 Renewable Energy CEO Charged With Fraud
Patrick Carter allegedly misappropriated about half of the more than $30 million that his firm raised from investors between 2009 and 2014.
By
Matthew Heller
| November 18, 2016
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Risk & Compliance
Promoter Accused of $2M Shell Company Scam
The SEC says Sheldon Rose sold more than a dozen blank check companies disguised as promising startups to investors.
By
Matthew Heller
| September 22, 2016
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Risk & Compliance
Ex-CFO of REIT Accused of Inflating Key Metric
American Realty Capital Partners' former CFO Brian Block allegedly manipulated the calculation of adjusted funds from operations.
By
Matthew Heller
| September 9, 2016
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Risk & Compliance
Drug Investigator Accused of Insider Trading
The SEC says cardiologist Edward Kosinski traded in the shares of Regado Biosciences based on his knowledge of a heart drug trial.
By
Matthew Heller
| August 5, 2016
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Technology
Texas AG Accused Over Promotion of Tech Stock
The SEC says Ken Paxton hyped Servergy to investors without disclosing he had been paid for his promotional efforts.
By
Matthew Heller
| April 11, 2016
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Social Media
Scottish Man Accused of Stock Fraud by Tweet
U.S. authorities say James Craig caused more than $1.6 million in losses to investors by falsely tweeting that companies were under investigation.
By
Matthew Heller
| November 6, 2015
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