Five years after GT Advanced Technologies went bankrupt, the company and its ex-CEO, facing overwhelming evidence, cop to SEC allegations.
The investors want companies to better explain in proxies their use of non-GAAP metrics for determining executive compensation.
Becoming a whistleblower requires planning. For example, do you report the fraud internally first or go directly to the SEC?
Apple’s former global head of corporate law is charged by the SEC with insider trading.
The move to go public without an IPO would follow a direct listing from Spotify last year.
The rental car company agreed to pay a civil fine over financial misstatements.
A bipartisan letter follows attempts by Robinhood to rebrand a cash management service.
The company agreed to pay $1 million to resolve accusations related to its pension risk transfer business.
The CFO and CEO of Panasonic Avionics were charged with bribery and accounting violations.
While the number of comment letters the commission sends to filers has waned drastically, the proportion of letters focused on non-GAAP metrics has shot up.
The commission rescinds guidance that led investment managers to outsource their proxy-voting decisions to proxy advisers.
Securities and Exchange Commission, Metlife, Mosaic, Exelon, Dine Brands, Allison Transmission, Zillow, HighPoint Resources, West, Blue Apron
