Proposed rule changes would pressure proxy advisory firms to take a more management-friendly stance in their reports and vote recommendations.
The accounting firm agreed to a $950,000 penalty and to engage an independent consultant to evaluate its current quality controls.
The commission proposes a more principles-based, less-prescriptive approach to business description and risk factor disclosures.
The SEC said traders made misleading statements and the bank failed to properly monitor them.
Five years after GT Advanced Technologies went bankrupt, the company and its ex-CEO, facing overwhelming evidence, cop to SEC allegations.
The investors want companies to better explain in proxies their use of non-GAAP metrics for determining executive compensation.
Becoming a whistleblower requires planning. For example, do you report the fraud internally first or go directly to the SEC?
Apple’s former global head of corporate law is charged by the SEC with insider trading.
The move to go public without an IPO would follow a direct listing from Spotify last year.
The rental car company agreed to pay a civil fine over financial misstatements.
A bipartisan letter follows attempts by Robinhood to rebrand a cash management service.
The company agreed to pay $1 million to resolve accusations related to its pension risk transfer business.
