Private Equity & Venture Capital Valuations Draw Scrutiny
Regulators and standard setters have increasingly turned up the heat on PE and VC managers over the past several years.
The SEC Falsely Accused Me of Fraud
A CFO speaks publicly of his four-year ordeal battling accounting fraud charges.
Grayscale Bitcoin Trust Becomes An SEC Reporting Company
Grayscale offers its services as an asset manager to accredited investors seeking to invest money in bitcoin as a security.
Flurry of SEC Cases Disclosed
With its fiscal year-end looming, the SEC disclosed charges and settlements against seven different organizations in two days.
Israeli Company Defrauds SPAC Investors
To get a merger approved, the company, Ability, and two of its executives lied to investors about a "game changing" product, says the SEC.
Walmart FCPA Case Cites Poor Internal Controls
The Securities and Exchange Commission today charged Walmart with dragging its feet on anti-corruption compliance for more than a decade.
Audit Firms’ Problems Are Also Cultural
The SEC's case against KPMG demonstrates that sloppy audits and conflicts of interest aren't the only challenges the Big Four face.
Private Companies: Beware of SEC Scrutiny
The Securities and Exchange Commission is bringing case after case charging private companies and their executives with fraud.
SEC Names Gabriel Benincasa as First Chief Risk Officer
The position was created in the wake of the 2016 cyberattack to help identify and mitigate risks.
MoviePass Parent Company Files to Spinoff the Struggling Service
A new entity called MoviePass Entertainment Holdings will distribute a minority of its shares to Helios and Matheson holders as a dividend.
Hertz to Pay $16M to Settle With SEC Over Accounting Problems
The rental car company agreed to pay a civil fine over financial misstatements.