Regulation FD

Reg FD: Preventing Infractions
Risk Management

Reg FD: Preventing Infractions

The AT&T case is a good reminder that there are risks associated with selective disclosure of material information.
By Moira Conlon | April 26, 2021
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SEC Charges Drug Firm with Reg FD Violations
Risk & Compliance

SEC Charges Drug Firm with Reg FD Violations

In calls and emails, TherapeuticsMD shared material, nonpublic information about a new drug's likelihood of FDA approval with sell-side analysts.
By Vincent Ryan | August 20, 2019
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Company Could Pay for CFO’s Misguided Tweets
Social Media

Company Could Pay for CFO’s Misguided Tweets

Francesca’s Collections says it didn’t know its now-fired finance chief had tipped off investors to an upcoming positive earnings report. The SEC may come calling anyway.
By David McCann | May 22, 2012
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