Regulation A

Blockchain Firm Accused of Illegal Stock Sales
Risk & Compliance

Blockchain Firm Accused of Illegal Stock Sales

The SEC says Longfin shareholders made more than $27 million in illicit proceeds after the company's "mini-IPO" in December 2017.
By Matthew Heller | April 9, 2018
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‘Chicken Soup’ Video Firm Finds Right Recipe for Reg A+
Corporate Finance

‘Chicken Soup’ Video Firm Finds Right Recipe for Reg A+

The crowd (and Wall Street) embrace an IPO from Chicken Soup for the Soul Entertainment.
By Vincent Ryan | August 14, 2017
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JOBS Act Capital-Raising a Moderate Success
Corporate Finance

JOBS Act Capital-Raising a Moderate Success

The initial data suggest that Title IV, which amended Regulation A offerings, has been the most successful part of the JOBS Act.
By Vincent Ryan | August 9, 2017
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A Crowdfunded Company Makes It All the Way to the NYSE
Risk

A Crowdfunded Company Makes It All the Way to the NYSE

But since then, shares of Myomo, a medical robotics firm, have been on a roller-coaster ride.
By Vincent Ryan | June 20, 2017
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Will Reg A Offerings Flourish in the IPO Downturn?
Corporate Finance

Will Reg A Offerings Flourish in the IPO Downturn?

Regulation A offerings, as improved by the JOBS Act, may be just the ticket when the IPO window is closed.
By Anna Pinedo | April 21, 2016
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JOBS Act Confined by Limited Reach
Growth Companies

JOBS Act Confined by Limited Reach

For most companies, Titles II and III of the JOBS Act won't be of much aid in raising substantial capital or attracting investors.
By Wayne R. Pinnell | April 21, 2016
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The JOBS Act: Growth Company Bonanza or Regulatory Morass?
IPOs

The JOBS Act: Growth Company Bonanza or Regulatory Morass?

Four opinions on whether the JOBS Act is a help or hindrance to companies seeking capital.
By Vincent Ryan | April 20, 2016
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States Sue SEC Over New Mini Offering Rules
Risk & Compliance

States Sue SEC Over New Mini Offering Rules

Massachusetts and Montana claim the SEC wrongfully reduced their regulatory powers by changing Regulation A.
By Katie Kuehner-Hebert | May 27, 2015
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SEC Approves New Rules for ‘IPO Lite’ Offerings
Risk & Compliance

SEC Approves New Rules for ‘IPO Lite’ Offerings

The move could lead more companies to take advantage of the little-used Regulation A for small public offerings.
By Matthew Heller | March 25, 2015
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