Sponsored by
Latest
Topics
Topics
Accounting & Tax
Corporate Finance
Human Capital
Risk & Compliance
Strategy
Technology
Featured
Human Capital & Careers
Salary Transparency’s Impact On the Future of Labor
With salary ranges being required in more areas, how can executives use these new laws to better their hiring practices?
By
Adam Zaki
| February 3, 2023
Read More
Resources
CFO Live
2022 Survey
Sign Up
Menu
Topics
Accounting & Tax
Corporate Finance
Human Capital
Risk & Compliance
Strategy
Technology
Explore
Search
Latest
Resources
CFO Live
2022 Survey
Sign Up
Sponsored by
New York Department of Financial Services
Risk & Compliance
NY Regulator Seeks Banks’ Libor Transition Plans
Inadequate preparation for the transition "could have an adverse impact on the safety and soundness of regulated institutions."
By
Matthew Heller
| January 6, 2020
Read More
Risk & Compliance
N.Y. Regulator Sues U.S. Over Fintech ‘Folly’
The Department of Financial Services is challenging the Trump administration's move to allow fintech firms to apply for national bank charters.
By
Matthew Heller
| September 17, 2018
Read More
Risk & Compliance
Deutsche Bank Fined Over Laundering Controls
A New York State regulator says the bank's deficient controls facilitated $10 billion in sham trades involving Russian investors.
By
Matthew Heller
| January 31, 2017
Read More
Technology
N.Y., Banks Reach Deal Over New IM Service
The agreement is designed to ease regulators' concerns over the Symphony service's retention of records.
By
Matthew Heller
| September 14, 2015
Read More
Regulation
Deutsche Bank to Pay $2.5B in LIBOR-Rigging Case
The settlement is the largest among the five banks that have admitted LIBOR-rate misconduct.
By
Matthew Heller
| April 23, 2015
Read More
Risk & Compliance
Empire State Tackles Bitcoin Head-On with Proposed Rules
After a year-long review, New York proposes regulations for virtual-currency firms.
By
Iris Dorbian
| July 18, 2014
Read More