New York Attorney General Archives - CFO

Exxon Cleared in Landmark Climate Change Trial

Risk & Compliance

Exxon Cleared in Landmark Climate Change Trial

A judge rejected New York state claims that Exxon misled investors about the potential costs of future climate regulations.

By Matthew Heller | December 11, 2019

Firms Settle With NY Over App Security Flaw

Firms Settle With NY Over App Security Flaw

New York's attorney general says the companies' apps had a flaw that could have exposed sensitive user data to hackers.

By Matthew Heller | December 17, 2018

DraftKings and FanDuel to Stop Paid Contests in N.Y.

Risk & Compliance

DraftKings and FanDuel to Stop Paid Contests in N.Y.

"Our key claims against the companies for false advertising and consumer fraud are not affected by the agreement and will continue,” said the N.Y. AG.

By Katie Kuehner-Hebert | March 22, 2016

Barclays, Credit Suisse Fined $154M Over Dark Pools

Barclays, Credit Suisse Fined $154M Over Dark Pools

The SEC and New York State allege the banks misrepresented that they would keep high-frequency traders out of their alternative trading systems.

By Matthew Heller | February 2, 2016

New York Cracks Down on Fantasy Sports Sites

New York Cracks Down on Fantasy Sports Sites

The state's attorney general says daily fantasy games offered by DraftKings and FanDuel "easily meet the definition of gambling."

By Matthew Heller | November 11, 2015

EY Agrees to Settlement of Lehman Auditing Suit

EY Agrees to Settlement of Lehman Auditing Suit

The auditor helped Lehman Brothers' balance sheet appear healthier and less risk-laden than it actually was, charged the New York attorney general.

By Matthew Heller | April 16, 2015

BNY Mellon Settles Forex Pricing Allegations

BNY Mellon Settles Forex Pricing Allegations

The custody bank agrees to pay $714 million for overcharging pension funds and other customers on foreign exchange trades.

By Katie Kuehner-Hebert | March 20, 2015

Credit Reporting Agencies Agree to Clean Up Their Data

Credit Reporting Agencies Agree to Clean Up Their Data

Consumers will have an easier time disputing credit report errors, and data furnishers will be held to higher standards.

By Katie Kuehner-Hebert | March 9, 2015