microcap

Activist Investors Fined for Disclosure Violations
Risk & Compliance

Activist Investors Fined for Disclosure Violations

Jeffrey Eberwein and Charles Gillman allegedly failed to properly disclose material information about their activist efforts involving five companies.
By Matthew Heller | February 15, 2017
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Microcap CEO Accused of Touting Bogus Deals
Risk & Compliance

Microcap CEO Accused of Touting Bogus Deals

The CEO of RVPlus claimed that the company had, among other things, a 10-year, $1.8 billion agreement with the Nigerian government.
By Matthew Heller | March 15, 2016
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Two Charged With Stem Cell Microcap Fraud
Risk & Compliance

Two Charged With Stem Cell Microcap Fraud

The pair controlled virtually all of YaFarm Technologies' shares and used “false and misleading” press releases to cause the share price to rise.
By Matthew Heller | September 22, 2015
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