Microcap stock

SEC Charges Canadian With Microcap Fraud
Risk & Compliance

SEC Charges Canadian With Microcap Fraud

Philip Kueber allegedly hid his control of a company whose market value soared to more than $6 billion before regulators suspended trading.
By Matthew Heller | August 3, 2015
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SEC Charges 34 Defendants With Microcap Fraud
Risk & Compliance

SEC Charges 34 Defendants With Microcap Fraud

Fifteen individuals and 19 firms allegedly participated in "pump-and-dump" schemes that netted $6.5 million in illegal profits.
By Matthew Heller | July 15, 2015
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SEC Accuses Microcap CEO, Stock Picker of Fraud
Risk & Compliance

SEC Accuses Microcap CEO, Stock Picker of Fraud

Investors were allegedly misled by "exaggerated" statements about Norstra Energy's oil reserves and business prospects.
By Matthew Heller | June 19, 2015
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SEC Suspends Fifth Pot Industry Microcap
Risk

SEC Suspends Fifth Pot Industry Microcap

Fraudsters “often exploit the latest growth industry to lure investors with the promise of high returns,” the Securities and Exchange Commission warns.
By David Katz | May 16, 2014
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