material nonpublic information

SEC OKs Changes to Insider Securities Trading Rules
Regulation

SEC OKs Changes to Insider Securities Trading Rules

The amendments close some of the loopholes in the 10b5-1 rule governing stock trading by corporate executives.
By Vincent Ryan | December 19, 2022
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SEC Tightens Guidance on ‘Spring-Loaded’ Options
Risk & Compliance

SEC Tightens Guidance on ‘Spring-Loaded’ Options

The guidance applies to how public companies value stock options awarded to executives ahead of the release of market-moving news.
By Matthew Heller | November 29, 2021
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McKinsey Fined $18M Over Compliance Failures
Risk & Compliance

McKinsey Fined $18M Over Compliance Failures

The SEC says the consulting firm failed to set appropriate boundaries between its consultants and an affiliate that makes investments for them.
By Matthew Heller | November 19, 2021
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