Under a new test, financially sophisticated investors will be able to participate in private placements even if they do not meet wealth thresholds.
While it's too early to measure the impact the disease will have on companies, finance chiefs should be prepared to deal with these risk factors.
“The whistleblower program continues to have a significant positive impact on the commission’s enforcement efforts and protection of investors and markets."
Proposed rule changes would pressure proxy advisory firms to take a more management-friendly stance in their reports and vote recommendations.
Rebekah Goshorn Jurata replaces Kathleen Hamm, a cybersecurity expert who had been seeking a second term on the board.
“There are strong indications that rating agencies are continuing to prop up risky financial products," the senator told SEC Chair Jay Clayton.
All companies will now be able to gauge the interest of institutional investors in a possible public offering before filing a registration statement.
Wes Bricker's three-year tenure will end in June, with his deputy Sagar Teotia taking over as acting chief accountant.
The position was created in the wake of the 2016 cyberattack to help identify and mitigate risks.
The move is part of a push to make it easier for companies to go public amid a 50% decline in U.S. listings over the past two decades.
A bipartisan letter follows attempts by Robinhood to rebrand a cash management service.
The agency "continues to be extremely successful in its efforts to deter bad conduct and effectively remedy harm to investors."
