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CFOs On the Move: Week Ending March 31
Sysco, Hertz, Upwork, Rolls-Royce, Nikola, FleetCor, Coveo, Cielo
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Lauren Muskett
| March 31, 2023
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CFOs On the Move: Week Ending March 31
Sysco, Hertz, Upwork, Rolls-Royce, Nikola, FleetCor, Coveo, Cielo
By
Lauren Muskett
| March 31, 2023
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Jay Clayton
Regulation
Biden to Name Gary Gensler as SEC Chairman
The appointment of the former CFTC chief "is expected to put an end to the four years of rule-easing" that Wall Street has enjoyed under Jay Clayton.
By
Matthew Heller
| January 13, 2021
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Regulation
SEC Proposes Equity Pay for Tech Firm Gig Workers
A proposed rule change would allow internet platform workers to "participate at a measured level in the growth of the companies that their efforts support."
By
Matthew Heller
| November 25, 2020
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Risk & Compliance
SEC Fines From Enforcement Hit Record $4.68B
The number of new enforcement actions fell 17% this year but the SEC opened more than 150 COVID-related inquiries and investigations.
By
Matthew Heller
| November 3, 2020
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Corporate Finance
Kaiser to Leave PCAOB; Chief Auditor to Replace Him
Megan Zietsman, chief auditor and director of professional standards of the PCAOB, will replace Jim Kaiser, who is retiring.
By
Vincent Ryan
| October 15, 2020
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Regulation
SEC Expands Investor Pool for Private Offerings
Under a new test, financially sophisticated investors will be able to participate in private placements even if they do not meet wealth thresholds.
By
Matthew Heller
| August 26, 2020
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Supply Chain
Three Key Coronavirus-Related Strategic Risks to Consider
While it's too early to measure the impact the disease will have on companies, finance chiefs should be prepared to deal with these risk factors.
By
David McCann
| March 4, 2020
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Risk & Compliance
Whistleblower Tips to SEC Top 5,200 in FY 2019
“The whistleblower program continues to have a significant positive impact on the commission’s enforcement efforts and protection of investors and markets."
By
Matthew Heller
| November 19, 2019
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Risk & Compliance
SEC Proposal Protects Executives, Hamstrings Investors
Proposed rule changes would pressure proxy advisory firms to take a more management-friendly stance in their reports and vote recommendations.
By
David McCann
| November 6, 2019
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Risk & Compliance
SEC Names White House Aide to PCAOB
Rebekah Goshorn Jurata replaces Kathleen Hamm, a cybersecurity expert who had been seeking a second term on the board.
By
Matthew Heller
| October 17, 2019
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Risk & Compliance
Warren Slams SEC Oversight of Rating Firms
“There are strong indications that rating agencies are continuing to prop up risky financial products," the senator told SEC Chair Jay Clayton.
By
Matthew Heller
| September 30, 2019
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Risk & Compliance
SEC OKs Rule to Extend ‘Test-the-Waters’ Tool
All companies will now be able to gauge the interest of institutional investors in a possible public offering before filing a registration statement.
By
Matthew Heller
| September 27, 2019
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Regulation
Bricker to Step Down as SEC Chief Accountant
Wes Bricker's three-year tenure will end in June, with his deputy Sagar Teotia taking over as acting chief accountant.
By
Matthew Heller
| May 31, 2019
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People
SEC Names Gabriel Benincasa as First Chief Risk Officer
The position was created in the wake of the 2016 cyberattack to help identify and mitigate risks.
By
Lauren Muskett
| March 1, 2019
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Risk & Compliance
SEC Proposes Rule to ‘Test the Waters’ Before IPOs
The move is part of a push to make it easier for companies to go public amid a 50% decline in U.S. listings over the past two decades.
By
Lauren Muskett
| February 20, 2019
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Risk & Compliance
Senators Prod Regulators on Fintech Oversight
A bipartisan letter follows attempts by Robinhood to rebrand a cash management service.
By
William Sprouse
| December 21, 2018
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