insider transactions

SEC Fixing Edgar Flaw
Technology

SEC Fixing Edgar Flaw

The SEC's process for disseminating Form 4 filings is being tweaked in order to level the playing field for investors.
By Matthew Heller | December 29, 2014
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Some Investors Get a Jump on SEC Filings, Study Says
Regulation

Some Investors Get a Jump on SEC Filings, Study Says

In more than half the cases analyzed, a Form 4 filing was available to an institutional investor before it was posted on EDGAR.
By Matthew Heller | October 30, 2014
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SEC Slaps Execs for Late Reporting of Stock Transactions
Regulation

SEC Slaps Execs for Late Reporting of Stock Transactions

Twenty-eight officers, directors and major shareholders, including two CFOs, failed to promptly report insider holdings and transactions, the SEC charges.
By Vincent Ryan | September 10, 2014
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