The SEC says David Schottenstein and two of his close friends traded in advance of announcements involving companies with which his family was associated.
The proposal addresses the safe harbor for CFOs and other corporate executives who make trades as part of a pre-announced portfolio management plan.
Usama Malik allegedly gave nonpublic information about an Immunomedics drug to his then-girlfriend while he was the firm's CFO.
Puneet Dikshit allegedly profited from inside information he had obtained while advising Goldman Sachs about a potential acquisition.
The SEC says a Spanish national abused his position in Goldman's compliance unit to make more than $471,000 in profits from insider trades.
The SEC says the software engineers were part of a ring that made $3.1 million in illicit profits based on tips about Netflix subscriber growth.
The SEC says the controlling shareholder of Long Blockchain and two associates engaged in insider trading ahead of market-moving news.
FINRA says Brian Maguire traded shares in two companies after learning that a colleague was upgrading his recommendation on the firms.
The manager in Amazon's tax department allegedly made illegal trades with two family members ahead of the company's earnings announcements.
James Yang allegedly traded in options after he learned in advance that their issuers would be added to or removed from one of S&P Dow Jones' three indices.
Reforms to insider trading law could provide clarity, but they could also lead to more aggressive prosecutions.
The current system that allows insiders to trade on information about a significant corporate event is "a total abuse of the public trust."
