fiduciary duty

U.S. Supreme Court Sides With ERISA Plaintiff
Risk & Compliance

U.S. Supreme Court Sides With ERISA Plaintiff

The ruling in a case against Intel could make it easier for retirement plan beneficiaries to sue administrators for investing plan funds imprudently.
By Matthew Heller | February 27, 2020
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Bridging the Gaps in GAAP
GAAP and IFRS

Bridging the Gaps in GAAP

Here are eight critical considerations for combating the creativity crisis in accounting.
By David McCann | October 16, 2019
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Passive Aggression
Retirement Plans

Passive Aggression

Why 401(k) plan sponsors' motivations for switching to passive investment vehicles could run afoul of ERISA.
By David McCann | June 22, 2016
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Fed Bans Former Regions Bank Official
Risk & Compliance

Fed Bans Former Regions Bank Official

The rare move to ban Thomas Neely from working at a bank resolves charges that he misled bank examiners.
By Katie Kuehner-Hebert | October 19, 2015
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Guggenheim Settles Disclosure Case for $20M
Risk & Compliance

Guggenheim Settles Disclosure Case for $20M

The SEC alleges the investment firm failed to disclose a conflict of interest arising out of a client's loan to a Guggenheim executive.
By Matthew Heller | August 10, 2015
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