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Human Capital & Careers
Salary Transparency’s Impact On the Future of Labor
With salary ranges being required in more areas, how can executives use these new laws to better their hiring practices?
By
Adam Zaki
| February 3, 2023
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Credit & Capital
Fed to Unwind Emergency Corporate Bond Program
The Federal Reserve’s first foray into corporate debt "proved vital in restoring market functioning" during the COVID-19 pandemic.
By
Matthew Heller
| June 3, 2021
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Investor Relations
Passive & ESG Investing Shake Up Investor Relations
No longer content to be silent bystanders, these growing categories of investors are demanding more outreach from IR pros and CFOs.
By
Moira Conlon
| May 16, 2019
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Risk & Compliance
SEC Deals Another Setback for Bitcoin ETF
Backers of the first-ever bitcoin-related ETF have not been able to assuage SEC concerns over bitcoin fraud and price manipulation.
By
Matthew Heller
| July 30, 2018
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Regulation
SEC Approves Quadruple-Leveraged ETFs
A critic of the SEC's move says it is "the latest in what has become the story of the ETF product development run amok."
By
Matthew Heller
| May 5, 2017
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Risk & Compliance
Pimco Fined $20M for Overvaluing Securities
The SEC says Pimco pursued a pricing strategy that misled investors about the initial performance of an exchange-traded fund in 2012.
By
Matthew Heller
| December 2, 2016
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Strategy
U.K. Money Manager Acquires Janus for $2.6B
The combination of Britain's Henderson and Janus comes amid the continuing shift of investors to cheaper passive investment funds.
By
Matthew Heller
| October 5, 2016
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Technology
CBOE Targets ETFs With $3.2B Deal for Bats
The deal combines CBOE's traditional trading pits with the electronic trading technology of upstart Bats to create a new exchange giant.
By
Matthew Heller
| September 26, 2016
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Risk & Compliance
Oppenheimer Fined $3M Over ETF Sales
FINRA says the money manager sold non-traditional exchange-traded funds to investors who weren't qualified to buy them.
By
Matthew Heller
| June 8, 2016
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Risk & Compliance
SEC Considering Tighter Regulation of ETFs
"Despite the popularity and broad success of these funds, their history is not without some turbulence," SEC Chair Mary Jo White says.
By
Katie Kuehner-Hebert
| May 20, 2016
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