enforcement actions

SEC Enforcement Activity Drops 15% in 2021
SEC Fines From Enforcement Hit Record $4.68B
Whistleblower Tips to SEC Top 5,200 in FY 2019
SEC Fines, Disgorgement Hit $3.9B in 2018
SEC Wants the Power to Limit the Size of Whistleblower Awards
SEC Keeps up High Rate of Enforcement Activity
SEC Hit Record Enforcement Highs in 2016
SEC Filed More Than 800 Cases in 2015