Division of Enforcement

SEC Taps New Jersey AG as Enforcement Chief
Risk & Compliance

SEC Taps New Jersey AG as Enforcement Chief

Gurbir Grewal "has the ideal combination of experience, values, and leadership ability to helm the Enforcement Division at this critical time.”
By Matthew Heller | June 30, 2021
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New SEC Enforcement Chief Alex Oh Resigns
Risk & Compliance

New SEC Enforcement Chief Alex Oh Resigns

Oh's resignation after only a few days on the job followed a judge's ruling in a case in which she represented ExxonMobil.
By Matthew Heller | April 29, 2021
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