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CFOs On the Move: Week Ending May 27
BMW of North America, WeWork, Sonoco, Harrods, Athenahealth, TPI Composites, Covanta, MeridianLink, Physicians Resources LTD, MindMed
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Lauren Muskett
| May 27, 2022
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disqualification waiver
Risk & Compliance
Regulator Blasts SEC Waivers to Five Banks
SEC commissioner says there were "compelling reasons" to reject the waiver requests of banks convicted of rate-rigging.
By
Matthew Heller
| May 26, 2015
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Risk & Compliance
Top Democrat Wants SEC to Crack Down on ‘Bad Actors’
The SEC has been granting disqualification waivers “automatically — and disproportionately for large financial firms,” says Rep. Maxine Waters.
By
Matthew Heller
| March 24, 2015
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