Apollo Global Management Charged with Misleading Investors
The private equity firm failed to properly disclose fees and conflicts of interest to limited partners in some funds, the SEC said.
FASB Seeks Improved Income Tax Disclosures
The proposal would require companies to disclose the aggregate of cash, cash equivalents, and marketable securities held by foreign subsidiaries.
Encouraged by the SEC, companies are finding new ways to make 10-Ks and other disclosures more relevant and reader-friendly.
Apple’s CEO Cook May Be in Hot Water for Email
Did an email sent to CNBC's Jim Cramer violate Reg FD?
Most U.S. Firms Can’t Find Source of ‘Conflict Minerals’
A GAO report finds companies are struggling to get useful information from suppliers in response to the Dodd-Frank disclosure rule.
Guggenheim Settles Disclosure Case for $20M
The SEC alleges the investment firm failed to disclose a conflict of interest arising out of a client's loan to a Guggenheim executive.
States Sue SEC Over New Mini Offering Rules
Massachusetts and Montana claim the SEC wrongfully reduced their regulatory powers by changing Regulation A.
Tackling Disclosure Overload
Regulators are calling on companies to reduce the boilerplate and improve the effectiveness of financial reporting.