dark pools

Barclays, Credit Suisse Fined $154M Over Dark Pools
Technology

Barclays, Credit Suisse Fined $154M Over Dark Pools

The SEC and New York State allege the banks misrepresented that they would keep high-frequency traders out of their alternative trading systems.
By Matthew Heller | February 2, 2016
Read More
Brokerage to Pay Record Fine Over Secret Trading Desk
Risk & Compliance

Brokerage to Pay Record Fine Over Secret Trading Desk

The SEC says ITG's Project Omega misused the confidential data of its "dark pool" subscribers to make trades.
By Matthew Heller | August 13, 2015
Read More
Nasdaq Offers to Run Unregulated ‘Dark Pools’
Investor Relations

Nasdaq Offers to Run Unregulated ‘Dark Pools’

After previously backing regulations that would move dark pool trades onto exchanges, Nasdaq OMX now says it wants to run the pools for banks.
By Katie Kuehner-Hebert | January 12, 2015
Read More
Brave New Market
Risk

Brave New Market

Experts differ on whether changes in the equity markets are harming Corporate America. But CFOs can&spamp;rsquo;t ignore the potential consequences.
By Randy Myers | October 8, 2012
Read More