credit ratings agency

Kroll Fined $2M for Violating Credit-Rating Rules
Risk & Compliance

Kroll Fined $2M for Violating Credit-Rating Rules

The SEC says Kroll failed to comply with rules for determining the ratings of commercial mortgage-backed securities and CLO Combo Notes.
By Matthew Heller | September 30, 2020
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Morningstar Settles Conflict of Interest Charges
Risk & Compliance

Morningstar Settles Conflict of Interest Charges

The $3.5 million settlement is a rare enforcement action against a ratings agency over conflicts.
By Lauren Muskett | May 15, 2020
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Morningstar Advances Credit Ratings Business With DBRS Acquisition
M&A

Morningstar Advances Credit Ratings Business With DBRS Acquisition

The two companies share a vision for a credit ratings industry based on “independence, transparency, and responsiveness.”
By Lauren Muskett | May 29, 2019
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