Elizabeth O'Connell is taking another job at the litigation finance firm amid investor concerns over her independence.
New research finds that companies will pay a premium for a well-connected board.
The SEC says Atlantic Asset Management failed to disclose its investment of more than $43 million in tribal bonds would benefit insiders.
The SEC alleges CPA Peter Messineo owned stakes in companies that the firm he worked for was auditing.
The Delaware Supreme Court upholds a verdict that found RBC Capital liable for misleading a client it was advising in a merger deal.
Private equity firm Fenway Partners failed to disclose some of the fees a portfolio company paid to a consulting firm affiliate, according to the SEC.
A Delaware judge finds investors may sue Merrill for failing to disclose a potential conflict during Zale's sale to Signet Jewelers.
The SEC alleges the investment firm failed to disclose a conflict of interest arising out of a client's loan to a Guggenheim executive.
BlackRock failed to eliminate or disclose a conflict pertaining to a portfolio manager's dealings in the energy sector.
Controversial audio tapes of a New York Fed meeting lead Elizabeth Warren to call for a Congressional investigation.
