Sponsored by
Latest
Topics
Topics
Accounting & Tax
Corporate Finance
Human Capital
Risk & Compliance
Strategy
Technology
Featured
People
CFOs On the Move: Week Ending March 24
Ally Financial, NFL, Papa Johns, Overair, LastPass, Curbio, Hinge Health, Momnt, Sealed Air, Infobip
By
Lauren Muskett
| March 24, 2023
Read More
Resources
Reports
Reports
2023
2022
Featured
People
CFOs On the Move: Week Ending March 24
Ally Financial, NFL, Papa Johns, Overair, LastPass, Curbio, Hinge Health, Momnt, Sealed Air, Infobip
By
Lauren Muskett
| March 24, 2023
Read More
Sign Up
Menu
Reports
2023
2022
Topics
Accounting & Tax
Corporate Finance
Human Capital
Risk & Compliance
Strategy
Technology
Explore
Search
Latest
Resources
Sign Up
Sponsored by
CFTC
Risk & Compliance
What Gary Gensler’s Confirmation As SEC Chair Means For Crypto
He will be the first cryptocurrency policy and blockchain technology expert to take the reins at the SEC.
By
Vincent Ryan
| April 16, 2021
Read More
Regulation
Biden to Name Gary Gensler as SEC Chairman
The appointment of the former CFTC chief "is expected to put an end to the four years of rule-easing" that Wall Street has enjoyed under Jay Clayton.
By
Matthew Heller
| January 13, 2021
Read More
Regulation
CFTC Urges Changes to Climate Risk Disclosure
Current rules have "not resulted in disclosures of a scope, breadth, and quality to be sufficiently useful to market participants and regulators."
By
Matthew Heller
| September 10, 2020
Read More
Risk & Compliance
BNP Paribas Settles Benchmark Manipulation Case
BNP Paribas personnel deliberately traded to move the ISDAfix benchmark in a direction at the precise time it was being set, says the CFTC.
By
William Sprouse
| August 30, 2018
Read More
Technology
Tech Upgrade Commands CFO’s Focus
Amy Shelly of Options Clearing Corp. faces several challenges in replacing the organization's outdated platform.
By
David McCann
| December 12, 2017
Read More
Risk & Compliance
Citigroup Fined $25M for ‘Spoofing’ Futures
The first-ever spoofing case against a bank alleges traders placed large futures orders to create a false appearance of market interest in a commodity.
By
Matthew Heller
| January 19, 2017
Read More
Risk & Compliance
Goldman Sachs to Pay $120 Million in Rate-Manipulation Case
The CFTC orders the investment bank to pay up in response to charges that traders deliberately influenced a U.S. global dollar benchmark.
By
Sean Allocca
| December 22, 2016
Read More
Risk & Compliance
Credit Suisse Fined $665K Over Futures Trading
The CFTC also said Credit Suisse submitted false or misleading information to show it was in compliance with position limit rules.
By
Matthew Heller
| March 22, 2016
Read More
Regulation
Deutsche Bank to Pay $2.5B in LIBOR-Rigging Case
The settlement is the largest among the five banks that have admitted LIBOR-rate misconduct.
By
Matthew Heller
| April 23, 2015
Read More
Risk & Compliance
End Financial Regulatory Patchwork: Volcker
A report by the Volcker Alliance calls for a "long-delayed" reshaping of the U.S. bank regulatory system.
By
Katie Kuehner-Hebert
| April 20, 2015
Read More
Supply Chain
Commodities and Banks: Metal Bashing
Insinuations of market manipulation accelerate another upheaval in finance.
By
Economist Staff
| August 19, 2013
Read More
Regulation
Watchdogs Put Closer Eye on Broker-Dealer Accounting
Regulators like the FINRA are taking a closer look at broker-dealers just as accounting missteps are on the rise.
By
Kathy Hoffelder
| May 10, 2012
Read More