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Auditing
Are Financially Constrained Firms Bad Audit Clients?
Audit assurance becomes more valuable for financially constrained businesses as they face operational and financial uncertainty.
By
Ahmet Kurt
| February 7, 2023
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Risk & Compliance
SEC Deals Another Setback for Bitcoin ETF
Backers of the first-ever bitcoin-related ETF have not been able to assuage SEC concerns over bitcoin fraud and price manipulation.
By
Matthew Heller
| July 30, 2018
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Technology
CBOE Targets ETFs With $3.2B Deal for Bats
The deal combines CBOE's traditional trading pits with the electronic trading technology of upstart Bats to create a new exchange giant.
By
Matthew Heller
| September 26, 2016
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Growth Companies
Exchange Operator Testing IPO Waters Again
BATS Global Markets is making a bold move by trying to list at a difficult time for new issues.
By
Matthew Heller
| April 5, 2016
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Regulation
SEC to Put Stock Exchanges Under the Microscope
Stock exchanges will be subject to further scrutiny by the Securities and Exchange Commission this year.
By
Matthew Heller
| January 14, 2015
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Investor Relations
Nasdaq Offers to Run Unregulated ‘Dark Pools’
After previously backing regulations that would move dark pool trades onto exchanges, Nasdaq OMX now says it wants to run the pools for banks.
By
Katie Kuehner-Hebert
| January 12, 2015
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Risk
Brave New Market
Experts differ on whether changes in the equity markets are harming Corporate America. But CFOs can&spamp;rsquo;t ignore the potential consequences.
By
Randy Myers
| October 8, 2012
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