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CFOs On the Move: Week Ending August 12
Axon, Sonos, JCPenney, New Relic, Revlon, Luckin Coffee, HYCU, Skillshare, Brinks, Performance Food Group, Jane, Kirkland’s
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Lauren Muskett
| August 12, 2022
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Risk & Compliance
Regulator Blasts SEC Waivers to Five Banks
SEC commissioner says there were "compelling reasons" to reject the waiver requests of banks convicted of rate-rigging.
By
Matthew Heller
| May 26, 2015
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Risk & Compliance
Top Democrat Wants SEC to Crack Down on ‘Bad Actors’
The SEC has been granting disqualification waivers “automatically — and disproportionately for large financial firms,” says Rep. Maxine Waters.
By
Matthew Heller
| March 24, 2015
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