audit inspection

SEC Finalizes Rules on Chinese Issuers
Regulation

SEC Finalizes Rules on Chinese Issuers

The commission will use the rules to apply a law that allows it to delist issuers for failing to open their books to the PCAOB.
By Matthew Heller | December 3, 2021
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PCAOB Proposes Rule for Foreign Audit Inspections
Regulation

PCAOB Proposes Rule for Foreign Audit Inspections

The rule provides a framework for implementing a new law that could result in the delisting of Chinese companies from U.S. exchanges.
By Matthew Heller | May 14, 2021
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SEC Unveils Rule on Oversight of Chinese Issuers
Risk & Compliance

SEC Unveils Rule on Oversight of Chinese Issuers

The regulator indicated how it will implement a law aimed at delisting Chinese companies that do not meet U.S. auditing standards.
By Matthew Heller | March 24, 2021
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Senate May Vote on Oversight of Chinese Issuers
Risk & Compliance

Senate May Vote on Oversight of Chinese Issuers

A bipartisan bill could result in Chinese firms being delisted from U.S. exchanges if they do not submit their audit reports to U.S. regulators.
By Matthew Heller | May 20, 2020
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KPMG Replaces Audit Chair in Wake of PCAOB Leaks
Regulation

KPMG Replaces Audit Chair in Wake of PCAOB Leaks

An employee at the accounting oversight board leaked news of upcoming inspections to a former PCAOB employee who'd moved to the audit firm.
By David Katz | April 12, 2017
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