John J. Carney
Steering Clear of Ponzi Schemes
Recent examples show Ponzi schemes are still very prevalent and leave significant investor losses and hardships in their wake.
Disclosures Amid COVID-19: “None of This Has Been Done Before”
Once the dust finally settles from the COVID-19 crisis, the last thing issuers will want is to face an inquiry and possible enforcement action by the SEC.
DOJ Puts C-Suite Execs in Crosshairs
DOJ: “While pursuit of criminal and civil remedies against corporations is important, we should always focus on the individuals responsible for misconduct."