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The Official 404 Roundtable Agenda

The Joint SEC/PCAOB Roundtable Discussion on Second-Year Experiences with Internal Control Reporting and Auditing Provisions

May 4, 2006

9:00 a.m. Opening Remarks

  • Chairman Christopher Cox, U.S. Securities and Exchange Commission (SEC)
  • Acting Chairman Bill Gradison, Public Company Accounting Oversight Board (PCAOB)

9:15 a.m. Introduction and Panel One — Overview of the Second Year

Lead Moderator: John W. White

Moderators

  • Thomas Ray, Office of the Chief Auditor, PCAOB
  • Nancy L. Salisbury, Office of the Chief Accountant, SEC
  • John W. White, Division of Corporation Finance, SEC

Participants

  • Philip D. Ameen, Vice President and Comptroller, General Electric Company
  • The Honorable Mary K. Bush, President, Bush International, Inc.; Chairman and Audit Committee Member, Mortgage Guaranty Insurance Corporation; Chairman and Policy and Administration Member, Pioneer Family of Mutual Funds; Director, Briggs and Stratton and Brady Corporation
  • H. Rodgin Cohen, Chairman, Sullivan & Cromwell LLP
  • Colleen Cunningham (Statement), President and Chief Executive Officer, Financial Executives International
  • Robert W. Davis, Chief Financial Officer, CA, Inc.; Representative of U.S. Chamber of Commerce
  • Samuel A. DiPiazza, Jr., Global Chief Executive Officer, PricewaterhouseCoopers International Limited
  • The Honorable Barbara Hackman Franklin, President and CEO, Barbara Franklin Enterprises; former U.S. Secretary of Commerce; Audit Committee Chair, MedImmune, Inc.; Director, Aetna, The Dow Chemical Company, and GenVec, Inc.; Director, National Association of Corporate Directors (NACD)
  • The Honorable Joseph A. Grundfest (Statement), The William A. Franke Professor of Law and Business and co-Director of the Rock Center on Corporate Governance at Stanford University; former Commissioner of the U.S. Securities and Exchange Commission; Director and Audit Committee Member, Oracle and Financial Engines
  • Dennis A. Johnson, Senior Portfolio Manager, Corporate Governance Office, California Public Employees' Retirement System
  • Edward E. Nusbaum, Chief Executive Officer and Executive Partner, Grant Thornton LLP

10:30 a.m. Break


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