Compliance

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  • Accounting-Related Lawsuits Fall

    Reflecting a decline, just over a third of securities suits filed last year mentioned accounting issues, according to PricewaterhouseCoopers. April 1, 2010

  • How the SEC Would Spend $1.3 Billion

    Chairman Mary Schapiro explains her agency's need for a 12% boost to its budget. March 17, 2010

  • Now You Don't See It

    Auditors are less likely to find manipulated earnings when management directs their attention away from areas of financial statements that contain errors. March 1, 2010

  • The Greening of Materiality

    The SEC calls on companies to predict the legislative process when determining whether to disclose risks related to climate change. March 1, 2010

  • Nonplussed by Non-GAAP

    CFOs are dismayed and discouraged by the SEC's approach to non-GAAP reporting. March 1, 2010

  • Who's Minding Risk?

    Some experts say audit committees take on too many risk-management duties. The SEC's new proxy-disclosure rule should shed more light on the issue. February 22, 2010

  • Hot Topic: Climate-Change Disclosure

    The SEC's controversial guidance on disclosing climate-change risks could generate heat as well as light. February 19, 2010

  • GRC: The Solution Remains Elusive

    Software that unites governance, risk, and compliance continues to evolve – slowly. February 1, 2010

  • SEC Comes Clean on Climate Disclosures

    The regulator is preparing to release guidance on how companies should reveal their climate-change risks. January 27, 2010

  • Best of 2009: Regulation

    As regulators spent the year operating in flux, we kept tabs on their top corporate-finance concerns. January 4, 2010

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