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Compliance

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  • Corruption Conundrum

    Are bribes-for-business deals increasing, or are we just more aware of them? March 1, 2007

  • Phoning It In

    In a recent study of nearly 200,000 whistle-blower reports of alleged infractions, almost two-thirds of the complaints were made via hotlines without first alerting anyone in management, and few prove to be false alarms. February 27, 2007

  • Senators Press SEC, PCAOB for 404 Delay

    Kerry and Snowe want to put off small-company compliance by one year. At the same time, total spending on Sarbox compliance seems to have topped out at $6 billion, new research finds. February 26, 2007

  • Post-404, Fees Spiked 66 Percent: Study

    Yet even those companies not yet required to comply with Sarbox's internal controls provision saw their fees rise by 42 percent, new research finds. February 15, 2007

  • Fraud Detection: The New 404?

    The PCAOB slams auditors for poor fraud detection. Corporations can expect steep audit fees to follow. February 15, 2007

  • Is It OK to Sleep with Your Controller?

    Company policies about office romances vary widely. What's yours? February 7, 2007

  • Failing Grades for E&Y, KPMG

    PCAOB inspections reveal the Big Four auditors were tripped up on auditing procedures related to run-of-the-mill GAAP items. January 12, 2007

  • AS5: Clarification or Confusion?

    The PCAOB says its replacement for Auditing Standard No. 2 will focus auditors on only the most important controls and technology. But it could just create more confusion. January 12, 2007

  • Did Sarbox Make Companies Cleaner?

    Even as the SEC prepares to ease Sarbox 404 requirements, a new report credits 404 with lowering the number of errors finding their way into financial statements. December 13, 2006

  • The View from the Other Side

    Can IT live up to the CFO’s expectations for governance, compliance, and revenue generation? November 30, 2006

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