Compliance

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  • Protecting a Privilege

    Proposed legislation would protect companies' attorney-client privilege and likely preserve their ability to do thorough internal investigations. December 22, 2009

  • Will the SEC Get Personal?

    Stung by the scuttling of its Bank of America settlement, the regulator may step up its scrutiny of individuals. December 15, 2009

  • As Internal Audit Staffs Shrink, Will Fraud Rise?

    A new study finds that compliance staffs haven't escaped layoffs, leaving companies more exposed to risk. December 10, 2009

  • Does Sarbox Reduce Restatements?

    While small companies lobby to limit their compliance with the 2002 law, a new study suggests it may provide a key benefit. December 2, 2009

  • Most Auditors Ace Internal Controls Tests

    While the PCAOB's year-one review of its revised standard for auditing financial-reporting controls offers praise, it also outlines some problem areas. September 25, 2009

  • Speed Bumps for Early XBRL Filers, Users

    FASB is close to overcoming a mismatch between its new codification of accounting standards and data-tagged financials that could have presented communications problems for CFOs. June 26, 2009

  • KPMG Should Be Tougher on Testing, PCAOB Finds

    The Big Four audit firm was cited for not ramping up its tests of some clients' assumptions and internal controls. June 19, 2009

  • Internal Auditing: The 24/7 Approach

    Not satisfied with monitoring small data samples, more companies are seeking complete automation of the audit function. June 1, 2009

  • A Defining Moment

    Stung by charges that customers never saw risks coming, vendors of governance, risk, and compliance software are rebuilding their image. January 1, 2009

  • Internal Audit Automation Set for Takeoff?

    A fledgling software developer may be pointing to the future of audit technology and a boost to the internal audit profession. October 22, 2008

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