Regulatory Issues

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  • Clawback Policies Rise

    Large companies are more likely to have a policy for recouping executive compensation when a fraudulent restatement occurs. August 15, 2011

  • Once Facing a Prison Term, Ex-CFO Could Go Free

    Elizabeth Monrad, former CFO of General Re Corp., hasn't served a day of her 18-month prison sentence and recently saw her conviction overturned. August 9, 2011

  • Is Your Company in Denial About FCPA Risk?

    Five common misconceptions about the antibribery law, which is receiving unprecedented attention from regulators. August 1, 2011

  • Chipping Away at Ratings Reform

    The SEC makes some progress on stripping out references to the credit-rating agencies in its own rules. July 27, 2011

  • Any Interest in Interest?

    Banks are taking a wait-and-see approach before offering companies interest on their checking accounts, which the Dodd-Frank Act now permits. July 21, 2011

  • Compensation Confrontation

    There's a lot more to executive pay than meets the eye. July 15, 2011

  • Sources of Misery

    A controversial new rule requires companies to peer deep into their supply chains to see if they are unwittingly supporting violence in Africa. July 15, 2011

  • Pushing Back on Proxy Firms

    How one CFO was surprised by a negative recommendation for his company's proxy ballot. July 12, 2011

  • After the Settlement, He'll Be Watching You

    A court-mandated compliance monitor explains what happens after a company makes a deal with the government over bribery charges. July 11, 2011

  • Turf War over Private-Company GAAP

    The who and how of creating a separate GAAP for private companies are matters of growing debate. July 1, 2011

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